The identification, assessment, control and mitigation of risks in accordance with overall company standards
Preparing, maintaining and updating department policies and procedures, and evidence of supervision procedures
Completing the group's risk management tasks with the assistance of subject matter experts from each team, and with final approval performed from the various team Directors.
Collaborating with peers to create a staffing strategy for Project Services. Partnering with Project Services Leadership to understand evolving portfolio and department needs as input to staffing strategies.
Leading complex product development efforts, including where no "natural owner" for the new product exists and where there is a substantial degree of complexity related to the business, legal, and technical requirements for the new product.
Opportunity to influence the key strategic decisions that are shaping the direction of the company. Meaningful exposure to a wide range of business leaders and executives, including strong support for further career development at Schwab.
Maintaining a thorough understanding of the client's line of business, account purpose and/or expected activity at Schwab
Serving as the central point of contact for the advisor/FC/client and setting expectations around the KYC review during the on-boarding process.
This individual will have responsibility for working closely with members of SRPS, Corporate Compliance, Corporate Legal Services, Corporate Technology Services, Enterprise Risk Management and other business partners to identify, assess, and report compliance risk within SRPS.
Facilitate RCSA certification activities within the Compliance RCSA and centrally support Compliance's role as a Risk Oversight Group including the use of the Compliance Risk Taxonomy within Business Unit RCSAs.
Provide timely compliance advice and guidance, consistent with Corporate Compliance Standards, to Bank business unit management on policies, procedures and controls necessary for the Bank to achieve compliance with consumer banking regulatory requirements applicable to the Bank's lending activities.
Design and execute program management for multi-year enterprise wide data governance rollout partnering with Project Office, Data Governance Office, Global Data Platforms group, Global Data Technology and business partners.
Prepare Powerpoint presentations and Excel models of key data-driven decisions related to the deposit products. Write complex SQL queries to gather data from Schwab's data warehouse as needed for analyses such as deposit behavior, client segmentation, and transaction flows.
Lead the knowledge digital transformation and execute on our vision to deliver the right information, to the right person, at the right time. Execute the strategic vision of the knowledge management platform experience to ensure leverage and scalability across unique client journeys.
Generate actionable recommendations and building business cases for initiatives to create senior management support
Collaborate closely with multiple partner organizations across Schwab to ensure strategic alignment of overall business plans and priorities, as well as individual initiatives.
Supporting Portfolio Analytics & Strategy team to achieve risk-return optimization mandate
Combine external market conditions with internal factors to optimally position investment portfolio through rate cycles, with a significant emphasis on credit risk management.
Model Schwab's revenues and expenses under both Federal Reserve-mandated and internally generated stress scenarios. Perform analyses on past, current, and proposed economic scenarios to develop forecasts for key revenue drivers such as client accounts, asset flows, deposit balances and client trading activity