Director, Brokerage Compliance
NJ
Job Description:
This position will be responsible for supporting a new line of business within a well established brokerage company by providing advice and support relative to compliance with securities regulations specifically in the area of supervision and operational issues. This position will design, develop and maintain compliance programs to support the business units and their reporting systems.
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PRIVACY & SECURITY
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Director, Brokerage Compliance
NJ
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